What makes for successful coalitions and collaborations? How does one design and implement such initiatives from ground-up and what are the crucial questions we must ask?

In the 1980s and 90s, much of the development work in India was shepherded by leaders who had come from the JP movement–a people’s movement protesting  widespread government corruption. These leaders inspired many others to join the grassroots movement for change.

This spirit of volunteerism changed with the migration of professionals, who introduced systems and processes in social sector organisations. Gradually,  two approaches emerged—one based on civil and political rights, and the other on service delivery.

At Hivos, the humanist funding institution where I worked, we could see the tension between these approaches across our programmes, which were a mix of being rights-based and service delivery-focused. We realised that to bring about large-scale change and solve complex development problems, people with different perspectives needed to come together.

Coalitions – The sum of parts

Each coalition has a distinct character, defined by its overarching purpose, the organisations and individuals it brings together, its leadership and structure, intended lifetime, and its outcomes. There are also unintended outcomes—on its constituents and the sector at-large—which result from what the individual actors bring to and take from the coalitions.

I’ve had the opportunity to participate in a number of such initiatives, two of which I will use as examples to illustrate the lessons I have learned, about what it really takes to work together.

Bishwadeep-SHG Meeting_For Slider--Credit-Hiveminer.com
Photo Courtesy: Hiveminer.com

1. Knowledge Network (KN) on Small Producer Agency in Globalised Markets

The knowledge network on Small Producers Agency in Globalised Markets (SPAGM) was one of the many knowledge programmes that Hivos initiated, which sought to examine if knowledge, as opposed to funding projects alone, could bring about change. We aimed to question whether it was equally important to examine external factors that could indirectly impact outcomes.

Like-minded organisations are useful for amplification and efficiency but un-like minded people are more useful for generating new knowledge. The KN’s constituents included practitioners, academics, policy makers, industry and representatives of farmers organisations–between 15-20 individuals from across Latin America, Asia and Africa. The network was only meant to last for three years with the sole purpose of producing knowledge for influencing change, difficult though it was to envisage all the contours of that change.

2. Reviving Rainfed Agriculture Network (RRAN)

The evolution of RRAN on the other hand was much more organic—initially, it came together as a group of civil society organisations working on various aspects of rainfed agriculture. Hivos and Ford Foundation jointly supported the group.

Our assumption was that there were organisations across the country who had demonstrated expertise in the use of appropriate technologies for production including in seeds, soil fertility, water, cropping systems and so on. However, these technologies had neither been demonstrated at scale, nor had all aspects necessary for sustaining agriculture been demonstrated in one common area.

RRAN’s purpose therefore was to articulate and if possible demonstrate, a paradigm alternative to that of the Green Revolution, and postulate the nature, amount and delivery of public investments, specifically for rainfed agriculture.

Bishwadeep_table
Source: Bishwadeep Ghose

Lessons from the experience of large scale coalition building

1. Design: think about what brings and keeps people together

There must be a larger, shared purpose
Any collective effort that comes together organically, like RRAN, has a much larger chance of sustaining, versus something stitched together by a third party. Each organisation needs to believe that what it cannot achieve individually will be possible through that collective.
But to keep people engaged, especially in the absence of any formal obligation to participate, it is important to have early milestones that demonstrate the strength of the collective.

Design for and celebrate quick wins early on
This is important because members are voluntarily giving time. Unless they see the value, membership will erode over time. Hence, no matter how small, collective gains—as opposed to individual gains—are important to plan and share.

2. Leverage collective influence and credibility for policy advocacy

With the KN, the credibility of the individual members made the sum of parts greater than the whole. Members thus leveraged the strength of the coalition in different ways.

When we held meetings in a host country, we were taken seriously because we represented a diverse set of actors across diverse countries. For instance,one of our members from an Indonesian university, was able to use the heft of the coalition to introduce curriculum on smallholder farmers into the university system. Another Guatemalan member, who represented agribusiness as well as the political class, could effectively use the KN’s research to introduce a policy to support agri value chains in the country.

We must recognise the role of funding in impacting the dynamics between coalition members, and design accordingly. In India, the coalition presented its research, Changing mindsets: small-scale farmers in the globalised market to the minister of state for agriculture and the small farmers agriculture consortium, where some of the insights caught the attention of the policy makers. None of these were part of the formal design of the KN. These interactions in turn influenced the thinking of individual members as well.

3. You need the right balance of structure, systems and processes

Having a trusted, lead organisation is key
With coalitions, having a lead organisation that is acceptable to all members is fundamental to success. This decision need not be donor-led; in fact, it is better if the members decide. It’s important to select an organisation that everybody respects and views as a thought leader, because enduring trust is critical for sustaining any form for collaboration.

The KN was set up by a donor, but the convening and agenda setting power remained with members. It took time for the members to get to know each other within and across regions for communication not to be mediated by the donor.

In the case of RRAN, the day-to-day decision-making was carried out by a group of self-appointed members called the ‘core group.’ The lead partner, also belonging to the core group, served as a thought leader for the network as well as a facilitator for the funds.

Being inclusive and democratic is great; until it’s not
With RRAN, both Ford and Hivos were clear right from the start that we did not want the network to be donor-driven. The members would decide the charter, take funding decisions and design their own systems of accountability. Both funders would go by the recommendations of a core decision-making body. This was an advantage and a drawback at the same time.

Initially, since there were few systems in place, the network grew organically. Entry barriers were low and very soon the Googlegroup—the forum for communicating and sharing information—had more than 300 members. Continuous communication, which is critical for any network, was possible through weekly skype meetings.
However, because RRAN had few defined boundaries, the group’s management became unwieldy with time.

4. Structure and process – how much is too much?

As any coalition or network grows the governance and the management face some challenges. The need to balance informal processes with formal systems; democratic functioning with accountability; flexibility with purposefulness and the usual functions of holding the network together—coordination, communication and transparency.

Till date the Googlegroup and the newsletter remain among the most valued assets of RRAN. RRANwent through three sets of internal decision-making structures over time—the core group, the strategic leadership group and the executive committee (often with the same members). The board, which comprised eminent people changed twice, and we even had two secretariats over a period of five years!

We needed an elegant structure that would serve the purpose without becoming overbearing for the constituents. A heavy structure can take away from the network’s identity and increase its dependency on funds. And the engagement between the core group and the voluntary part of the network can weaken.

5. Think about sustainability from the beginning

When a coalition has a defined set of objectives for a specific period of time, issues of sustainability come into play because funding creates a dependency. The only way to counter this is have the discussion earlier on so that the network can prepare itself.

When the funding gets discontinued, it’s equally critical to ask whether there is a need for the political part of your coalition to continue. With the KN, the formal coalition more or less concluded with the funding, while the relationships established during the course of the programme continued informally much beyond the funding period. RRAN continues as a network even today, in part because funding always played a small role in the overall agenda. And members continue to see the value in being a part of a larger network.

Related article: Team work makes the dream work

Photo Courtesy: Renuka Motihar

The questions worth asking

With large scale collaborations, there can be no template; there are too many variables involved. There are only principles that we can share from our own experiences. Even still, questions remain:

  • Can there be the mechanisms for sustaining the energy of a network?
  • Can a network function as an organisation, without it taking the shape of a legal entity?
  •  What should the role of a donor be in such coalition efforts? Can a donor deal with unpredictability–of outcomes and timelines?
  • If the coalition is dependent on that funding for success, is that a good enough reason to continue?
  • How does a network manage diversity–of opinions, perspectives and way of doing things, if that is what it seeks to do in the first place?
  • How does one resolve the dichotomies between the functions of a secretariat and its role as a thought leader?
  • How do we account for the unintended outcomes that materialise from such collectives? What should be the indicators of success or failure for networks?

We may never have a one-size-fits-all answer, but lessons and reflections may help others chart newer coalitions that achieve what individual organisations may never be able to.

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Bishwadeep Ghose

Bishwadeep Ghose

Bishwadeep Ghose leads Arghyam’s programmes on water and sanitation. A student of development since the last two decades, he has been working on initiatives related to poverty alleviation and social exclusion. He has worked with participatory methodologies applied to forestry, agriculture and local health traditions with various nonprofits and funding organisations. Keenly interested in public policy as well as market-based approaches, he has co-designed several multi-actor programmes that strived for impact at scale and knowledge co-creation. With a background in science and forest management, he has also done short courses in political economy and international relations from the LSE, London.

2 Comments

  1. E. Panca Pramudya Reply

    This piece of writing is an excellent essay from Bishwadeep Ghose.
    The essay highlights the tension that one might experience when (s)he involves in the development projects. Up to present, in any development project there are tensions whether the project would do to right-based orientation, empowerment of the local community, increasing the livelihood of the local community, or recently to market orientation for developing the economic potential in the community. The tensions are hard among the project implementers as well as challenging for the donor organisations.
    One of the fundamental tenets is the resistance to address the community as they consist of actors in local economic scenes. As an actor in the local economic scenes, they live in an open economy where they are exposed not only to social relations but also market relations, technological relations, and the competition to utilise natural resources. On the one hand, some people might think that developing interventions for addressing the community as a local actor in the economic scene might be too much, or even further have risks to introduce capitalism where finally the petty commodity producers might be excluded from the market. Some development practitioners also still hold the beliefs that their role is limited as facilitators of the community and when their role as facilitator has completed, and then they should reduce their presence, whereas not many of them realise that the community needs further assistance with the different set of skills.
    On the other hand, some people that develop highly market orientation programs then take the community to business and market with the lacking understanding of the adverse effect from the direct participation and higher dependence of petty commodity producers to the market mechanisms. The service delivery functions then focus so much on economic aspect while not giving too much attention to changing social relations and enabling conditions like the role of the state.
    Working in the middle of both approaches is easy to talk but meet a huge challenge in implementation. The misinterpretation and under-appreciation come from each approach to another. As long as they have the strong support from donor agency, one side tends to close their eyes to the other.
    Developing collaboration is also nice to be said but hard when it comes to implementation. More effective collaboration needs good communication among donor agencies where on the other hand the donor agencies need to open themselves to impacts of their funding decision to the real economy and social relations. Even with the backup of strong funding support, the leaders of the collaborative effort have to develop a strategy for minimising open conflicts, which might get resistance reaction. Working in introducing the new logics step-by-step while explaining the logic of the change proposed would have a more significant chance to come to the result where the actors in the game would not build the wall for opposition until the real change has happened.

  2. Vinay Khanna Reply

    Excellent opinion by Bishwadeep Ghose on Building Coalitions.

    Lessons learnt are a valuable starting point for anyone who wants to have some impact on our world through coalitions .

    In today’s connected/ collaborative world there is only so much that an organization can achieve on its own.
    Coalitions are no longer a ‘nice to have’, they are now a ‘must have’ ingredient of large scale sustainable change programs.

    I strongly agree with the idea of starting with a clear purpose for the coalition.
    Also the point of celebrating early wins is the key to sustain the motivation of the coalition.

    A valuable read indeed.
    Hope others will share their experiences in a similar well articulated format as Bishwadeep has done.

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